Showing posts with label Marshall Goldsmith. Show all posts
Showing posts with label Marshall Goldsmith. Show all posts

Saturday, October 6, 2012

How Leaders Can Increase Growth Through Bottom Up Feedback.



By the time you become a senior executive, you have no doubt honed a set of skills and talents that enable you to be effective in your job. To help you get to this point, you likely had coaches and mentors who closely monitored your progress, prodded you to develop your talents, and, when necessary, confronted you with criticisms that you may not have wanted to hear but needed to hear in order to continue your upward path.
At this stage in your career, most (if not all) of your colleagues are probably subordinates. While you may be “overseen” by a board of directors or very senior boss, your superiors probably no longer closely observe your daily behavior. Instead, they now form their opinions of you based on your presentations in relatively formal settings or on secondhand reports from your subordinates.
As a result of this, many executives find that as they become more senior, they receive less coaching and become more confused about their performance and developmental needs. They may also become increasingly isolated from constructive criticism—subordinates do not want to offend the boss and may believe that constructive suggestions are unwelcome and unwise. Many senior executives also unwittingly send off a “vibe” that while they claim to encourage constructive criticism, they really don’t want to hear it. At this stage of their careers, they may not have focused sufficiently on developing mutually trusting subordinate relationships that would make getting feedback and advice a lot easier.

Too frequently, when these executives ultimately do receive feedback in their year-end reviews (often as part of a 360-degree-feedback program), they are surprised to be confronted with specific criticisms of their leadership style, communication approach, and interpersonal skills. Worse, they may also hear broad concerns raised about their strategy, key tactical decisions, and operating priorities for the business. These leaders may even learn, often too late, that the various criticisms and concerns have been widely discussed among their subordinates for an extended period of time without them being aware.
I have certainly experienced and observed this phenomenon over the past 25 years in my own executive career and also in working with numerous executives since coming to Harvard Business School. I have seen the tendency for senior executives to become more isolated from constructive criticism and strategic advice—sometimes without their full awareness. As a result, over the past several years, I have worked intensively with my own direct reports and advised many other senior executives to develop specific approaches for getting the essential feedback they need.
The purpose of this article is to distill these approaches into specific and actionable advice. In doing so, I hope to make you more aware of the tendency to become isolated and suggest approaches to getting better feedback, particularly from subordinates, that will help you to materially improve your performance. I will also discuss further steps you can take to get dramatically better strategic advice regarding your business or nonprofit organization. By taking these actions, you should be able to take greater ownership of the feedback process and improve your ability to build your organization, capabilities, and career.
Cultivate a network of junior coaches
One of the first questions I ask senior executives is, “Who is your coach?” Many respond with a list of mentors who are outside the company or perhaps on the board of directors. These are “mentors” (versus coaches) because they do not directly observe the executive. Unfortunately, their advice is only as good as the narrative provided and often doesn’t adjust for blind spots or the mentor’s lack of professional familiarity with the executive.
My follow-up question—“Who actually observes your behavior on a regular basis and will tell you things you don’t want to hear?”—is often met with silence.
This was the case with the CEO of a medium-sized pharmaceutical company. He complained of having a difficult time getting consensus among his senior-leadership team on several key strategic decisions. These included which early-stage drug compounds to develop and whether to develop them through joint ventures or by going it alone. Such decisions were enormously consequential due to the substantial capital required to develop and get FDA approval for a new drug. The CEO believed these issues required a high level of consensus, as they had an impact on every department of the company. He thought highly of his senior-leadership team but was becoming quite frustrated. He asked whether there might be a problem with his leadership style or, alternatively, if he should consider replacing one or more of his senior executives. Some of his close friends and outside advisers had suggested that a senior-team shake-up might help the situation.
I asked him whether he sought coaching from his subordinates. He responded, “Of course not; they’re the subordinates—it would be awkward for me to ask them for coaching. I’m the coach!” When I asked him what was wrong with seeking coaching from subordinates, he thought long and hard and explained that, during his career, he seldom had observed his bosses and senior-executive role models make themselves vulnerable enough to seek feedback from their direct reports. He also wasn’t sure how he would do it and believed that this would make his subordinates (and him) uncomfortable and possibly disturb the boss/subordinate hierarchy.
Despite his reluctance, I urged him to go out and individually “interview” at least five of his direct reports. He need ask only one question: “What advice would you offer to help me improve my effectiveness? Please give me one or two specific and actionable suggestions. I would appreciate your advice.” Although hesitant, he agreed to try it.
These conversations were awkward at first. The first responses indicated that he was doing “fine” or even “very well.” It took time, prodding, and waiting out some uncomfortable silences to convince his subordinates that he was sincere, truly wanted feedback, and was serious about acting on it. In the course of this initial round of conversations, the CEO received some surprising, jarring, but very useful advice. He learned that:
  • He was perceived as someone who seldom asked questions of subordinates. Some of his direct reports admitted that they had assumed he didn’t care what they thought.
  • He was widely seen as a poor listener. When subordinates came to speak with him, he usually did most of the talking.
  • He was viewed as quite “guarded”—not revealing much about what he believed were the key issues facing the business and what worried him. People commented that they weren’t sure how to read him and “didn’t know where he was coming from.” He realized that his subordinates often misinterpreted his actions.
  • Lastly, his leadership meetings were procedural and reporting meetings rather than sessions in which issues were framed and debated. As a result, his senior leaders seldom had the opportunity to debate and discuss issues with each other (unless they initiated meetings on their own). This made it difficult for the group to agree on which drugs to develop or to decide how best to develop them.
While the CEO was widely perceived as a brilliant strategist and creative thinker, he was not yet seen as an effective manager and leader. Much of this was surprising to the executive, who said he hadn’t previously heard these observations from any of his mentors or bosses.
He began to act immediately on a number of the criticisms. In particular, he arranged to reach out to each of his direct reports on a regular basis for specific advice (and encouraged them to do the same with their direct reports). He also established monthly leadership team dinners where the senior-executive group could candidly discuss and debate key issues.
After three months, the CEO was able to break the group stalemate on several important issues, including getting agreement on two new drug targets and specific approaches to developing each drug. During this time, the CEO had led several sessions where the members of the group wrestled with these tough questions and, importantly, came to better understand each other, as well as the CEO’s vision for the business. Through open debate and discussion, the team members developed a greater respect for the challenges that each of them faced in their individual areas of responsibility. As a result, they began operating as a more cohesive unit.


In the course of these steps, the CEO also focused diligently on strengthening his own “soft” relationship-building skills, including self-disclosure, inquiry, and listening. He had long believed that a strong leader needed to be a bit guarded and a strong advocate. Now, he realized, it was time for him to revise this view and recognize that an outstanding leader is willing to reveal information about his or her values, background, and thoughts—as well as to ask good questions and be a skilled listener. While advocacy had its place, the CEO observed that his team responded much more constructively when he explained his own uncertainties and concerns, asked well-framed questions for debate, and actively listened to the discussion. He learned that these “soft” approaches were critical to getting better feedback and becoming a better manager.
He put these skills to use at his senior-team dinners, where he played the role of facilitator—framing two or three issues, forcing himself to sit quietly and actively listen, ask probing follow-up questions as appropriate, and generally ensure that team members expressed their candid views. This took considerable practice, but the CEO ultimately became a very effective discussion leader of the group.
In individual meetings, he worked hard to ask more questions, listen more (talk less), and disclose more about what was keeping him up at night. For example, he revealed his growing concerns about the high cost and uncertainty of the US Food and Drug Administration (FDA) drug approval process. By framing questions about how the company could avoid “betting the ranch” in developing individual drugs, the CEO helped his team better understand why he had been pushing the concept of joint venturing and ultimately crafted a consensus on the need for this approach on at least one of the company’s new drug-development projects.
Above all, this CEO learned that asking for advice and coaching was a sign of strength rather than weakness. Using these techniques, he now found that he could rely more heavily on his subordinates for advice and as an early-warning system for his own performance. Furthermore, as he and his senior managers began to understand and trust one another, many shared with him their own career aspirations and concerns. Indeed, this had the impact of stabilizing his senior-leadership group, helping the CEO retain members of the team and generally improving morale. As a result of all these efforts, he now reported feeling far less alone and isolated. While he regretted not having taken this approach sooner, he was optimistic that he was now on the right track.
Push feedback further: The ‘clean sheet of paper’ exercise
As CEOs and other senior leaders strengthen their networks of junior coaches and build better relationships with subordinates, a broader culture of coaching and learning can take root in an organization. Employees at various levels become more motivated to give upward feedback when they see that it has a direct and positive influence on both senior-leader behavior and company actions.
Building on this progress, CEOs can take further steps to getting valuable input on key strategic questions. This is essential in a constantly changing world where industries and customers evolve and businesses can easily get out of alignment. In many cases, external shifts may be difficult for senior leadership to recognize, and otherwise vocal employees at the “point of attack” may not feel sufficiently informed or empowered to voice their views. In addition, existing strategic-planning and business review processes may not surface and confront these issues in a sufficiently timely and effective fashion.
Consider the experience of the CEO of an industrial-products company who was worried about the potential erosion of his company’s competitive position. This CEO was widely respected in his company and industry and had done an excellent job of developing strong upward coaching relationships with subordinates.
The company had been built around a group of high-value-added products and several follow-on innovations, and had built very strong customer relationships over many years. However, the CEO was growing increasingly concerned that key competitors had taken specific actions that would strengthen their value propositions to his customers. He was also concerned about the commoditization of some of his company’s legacy products. He believed that dramatic changes might be needed to meet these threats but feared that potential remedies—shutting down product lines, selling businesses, and restructuring how sales and product development interacted to serve customers—might damage the organization’s culture and morale.
This CEO’s concerns raised questions that went beyond typical coaching. Further, he believed that the issues were too substantial and even controversial to be adequately handled by the company’s regular strategic-review discussions and processes. Because his leadership team was closely knit, he sensed that senior leaders were walking on eggshells when they debated these issues—they were hesitant to be perceived as criticizing colleagues or unintentionally offending the CEO. He admitted that his senior team might be “too close” to the issues to recognize and propose appropriate actions. He even wondered whether it was too emotionally difficult for them to face what needed to be done.
The CEO decided to take an unorthodox step. He created a task force of six senior and midlevel up-and-coming executives and challenged them to look at the business with a clean sheet of paper, asking: “If you had to start this enterprise from scratch today, are these the markets we would serve? Are these the products we would offer? Are these the people we would hire? Is this the way we would organize, pay, and promote our people? What changes do we need to make, given our distinctive competencies and strategic aspirations?” He gave them six weeks to complete the assignment (in addition to their day jobs) and impressed upon them that there should be no “sacred cows” and that they should not worry about being “politically correct” in their findings. He also explained that, while he might not adopt all of their proposals, he wanted to hear each of their recommendations and ideas.
Six weeks later, the team came back with several bold recommendations. The team suggested divestiture of two aging product lines that, up until then, had been considered off-limits by the senior leadership because they had once been run by the CEO and were seen as part of his legacy. They also suggested a number of organizational changes, including building out the sales and customer service functions, developing (or acquiring) an upgraded emerging-market distribution capability, and realigning the company’s compensation incentives.
The CEO was astounded by the audacity of the advice—and surprised that he completely agreed with it. He realized that he might have been too close to the business to recognize what needed to be done and felt liberated to get these specific proposals. As a next step, the CEO had the task force present its findings to his senior-leadership team, which agreed unanimously with the recommendations and immediately began working on plans to implement them.
One year later, the CEO reported that the changes were difficult but had substantially strengthened the company. He felt much more confident about the company’s future and the strength of his leadership team. Further, he decided to launch a strategically focused “clean-sheet-of-paper” task force every one to two years to complement the company’s regular strategic processes. He and his leadership team believed this new approach would allow them to create a fresh intervention capability that wasn’t subject to the potential inertia and political pressures of the regular strategic processes. Further, this exercise created an opportunity to challenge up-and-coming executives and see them in action, while providing participants with a highly motivating learning experience.


Four ways to get started


This approach builds on efforts to create an upward coaching environment for senior leaders. It allows you to get coaching that is grounded in the strategic needs of the business and is also an excellent way to take a fresh look at your company. It reinforces the need for leaders to have the courage to frame the right questions and ask for help from their people. This type of approach, combined with strong individual coaching processes, can help build a powerful competitive advantage for your organization.
The approaches in this article are intended to help you take greater ownership of getting feedback and should complement the 360-degree feedback process or board review processes that your company already uses. While 360-degree feedback is very valuable, it typically occurs at the end of a year and therefore often lags in highlighting key issues. In a fast-changing world, you need a more active approach for getting coaching and real-time advice. While some of the activities suggested in this article (see sidebar, “Four ways to get started”) may feel awkward at first, I would encourage you to overcome some initial discomfort in order to take greater ownership of getting feedback. By developing this mind-set, you will improve your ability to ask the right questions, as well as dramatically upgrade your effectiveness and the performance of your organization.  via Mckinsey


Thursday, July 26, 2012

Marshall Goldsmith on Leadership Effectiveness: Feedforward Instead of Feedback

Providing feedback has long been considered to be an essential skill for leaders. As they strive to achieve the goals of the organization, employees need to know how they are doing. They need to know if their performance is in line with what their leaders expect. They need to learn what they have done well and what they need to change. Traditionally, this information has been communicated in the form of “downward feedback” from leaders to their employees. Just as employees need feedback from leaders, leaders can benefit from feedback from their employees. Employees can provide useful input on the effectiveness of procedures and processes and as well as input to managers on their leadership effectiveness. This “upward feedback” has become increasingly common with the advent of 360 degree multi-rater assessments.

But there is a fundamental problem with all types of feedback: it focuses on the past, on what has already occurred—not on the infinite variety of opportunities that can happen in the future. As such, feedback can be limited and static, as opposed to expansive and dynamic.

Over the past several years, I have observed more than thirty thousand leaders as they participated in a fascinating experiential exercise. In the exercise, participants are each asked to play two roles. In one role, they are asked provide feedforward —that is, to give someone else suggestions for the future and help as much as they can. In the second role, they are asked to accept feedforward—that is, to listen to the suggestions for the future and learn as much as they can. The exercise typically lasts for 10-15 minutes, and the average participant has 6-7 dialogue sessions. In the exercise participants are asked to:

• Pick one behavior that they would like to change. Change in this behavior should make a significant, positive difference in their lives.

• Describe this behavior to randomly selected fellow participants. This is done in one-on-one dialogues. It can be done quite simply, such as, “I want to be a better listener.”

• Ask for feedforward—for two suggestions for the future that might help them achieve a positive change in their selected behavior. If participants have worked together in the past, they are not allowed to give ANY feedback about the past. They are only allowed to give ideas for the future.

• Listen attentively to the suggestions and take notes. Participants are not allowed to comment on the suggestions in any way. They are not allowed to critique the suggestions or even to make positive judgmental statements, such as, “That’s a good idea.”

• Thank the other participants for their suggestions.

• Ask the other persons what they would like to change.

• Provide feedforward - two suggestions aimed at helping the other person change.

• Say, “You are welcome.” when thanked for the suggestions. The entire process of both giving and receiving feedforward usually takes about two minutes.

• Find another participant and keep repeating the process until the exercise is stopped.

When the exercise is finished, I ask participants to provide one word that best describes their reaction to this experience. I ask them to complete the sentence, “This exercise was …”. The words provided are almost always extremely positive, such as “great”, “energizing”, “useful”, or “helpful.” One of the most commonly-mentioned words is “fun!”

What is the last word that comes to mind when we consider any feedback activity? Fun!

Eleven Reasons to Try FeedForward

Participants are then asked why this exercise is seen as fun and helpful as opposed to painful, embarrassing, or uncomfortable. Their answers provide a great explanation of why feedforward can often be more useful than feedback as a developmental tool.

1. We can change the future. We can’t change the past. Feedforward helps people envision and focus on a positive future, not a failed past. Athletes are often trained using feedforward. Racecar drivers are taught to, “Look at the road ahead, not at the wall.” Basketball players are taught to envision the ball going in the hoop and to imagine the perfect shot. By giving people ideas on how they can be even more successful (as opposed to visualizing a failed past), we can increase their chances of achieving this success in the future.

2. It can be more productive to help people learn to be “right,” than prove they were “wrong.” Negative feedback often becomes an exercise in “let me prove you were wrong.” This tends to produce defensiveness on the part of the receiver and discomfort on the part of the sender. Even constructively delivered feedback is often seen as negative as it necessarily involves a discussion of mistakes, shortfalls, and problems. Feedforward, on the other hand, is almost always seen as positive because it focuses on solutions – not problems.

3. Feedforward is especially suited to successful people. Successful people like getting ideas that are aimed at helping them achieve their goals. They tend to resist negative judgment. We all tend to accept feedback that is consistent with the way we see ourselves. We also tend to reject or deny feedback that is inconsistent with the way we see ourselves. Successful people tend to have a very positive self-image. I have observed many successful executives respond to (and even enjoy) feedforward. I am not sure that these same people would have had such a positive reaction to feedback.

4. Feedforward can come from anyone who knows about the task. It does not require personal experience with the individual. One very common positive reaction to the previously described exercise is that participants are amazed by how much they can learn from people that they don’t know! For example, if you want to be a better listener, almost any fellow leader can give you ideas on how you can improve. They don’t have to know you. Feedback requires knowing about the person. Feedforward just requires having good ideas for achieving the task.

5. People do not take feedforward as personally as feedback. In theory, constructive feedback is supposed to “focus on the performance, not the person”. In practice, almost all feedback is taken personally (no matter how it is delivered). Successful people’s sense of identity is highly connected with their work. The more successful people are, the more this tends to be true. It is hard to give a dedicated professional feedback that is not taken personally. Feedforward cannot involve a personal critique, since it is discussing something that has not yet happened! Positive suggestions tend to be seen as objective advice – personal critiques are often viewed as personal attacks.

6. Feedback can reinforce personal stereotyping and negative self-fulfilling prophecies. Feedforward can reinforce the possibility of change. Feedback can reinforce the feeling of failure. How many of us have been “helped” by a spouse, significant other, or friend, who seems to have a near-photographic memory of our previous “sins” that they share with us in order to point out the history of our shortcomings. Negative feedback can be used to reinforce the message, “this is just the way you are”. Feedforward is based on the assumption that the receiver of suggestions can make positive changes in the future.

7. Face it! Most of us hate getting negative feedback, and we don’t like to give it. I have reviewed summary 360 degree feedback reports for over 50 companies. The items, “provides developmental feedback in a timely manner” and “encourages and accepts constructive criticism” both always score near the bottom on co-worker satisfaction with leaders. Traditional training does not seem to make a great deal of difference. If leaders got better at providing feedback every time the performance appraisal forms were “improved”, most should be perfect by now! Leaders are not very good at giving or receiving negative feedback. It is unlikely that this will change in the near future.

8. Feedforward can cover almost all of the same “material” as feedback. Imagine that you have just made a terrible presentation in front of the executive committee. Your manager is in the room. Rather than make you “relive” this humiliating experience, your manager might help you prepare for future presentations by giving you suggestions for the future. These suggestions can be very specific and still delivered in a positive way. In this way your manager can “cover the same points” without feeling embarrassed and without making you feel even more humiliated.

9. Feedforward tends to be much faster and more efficient than feedback. An excellent technique for giving ideas to successful people is to say, “Here are four ideas for the future. Please accept these in the positive spirit that they are given. If you can only use two of the ideas, you are still two ahead. Just ignore what doesn’t make sense for you.” With this approach almost no time gets wasted on judging the quality of the ideas or “proving that the ideas are wrong”. This “debate” time is usually negative; it can take up a lot of time, and it is often not very productive. By eliminating judgment of the ideas, the process becomes much more positive for the sender, as well as the receiver. Successful people tend to have a high need for self-determination and will tend to accept ideas that they “buy” while rejecting ideas that feel “forced” upon them.

10. Feedforward can be a useful tool to apply with managers, peers, and team members. Rightly or wrongly, feedback is associated with judgment. This can lead to very negative – or even career-limiting – unintended consequences when applied to managers or peers. Feedforward does not imply superiority of judgment. It is more focused on being a helpful “fellow traveler” than an “expert”. As such it can be easier to hear from a person who is not in a position of power or authority. An excellent team building exercise is to have each team member ask, “How can I better help our team in the future?” and listen to feedforward from fellow team members (in one-on-one dialogues.)

11. People tend to listen more attentively to feedforward than feedback. One participant is the feedforward exercise noted, “I think that I listened more effectively in this exercise than I ever do at work!” When asked why, he responded, “Normally, when others are speaking, I am so busy composing a reply that will make sure that I sound smart – that I am not fully listening to what the other person is saying I am just composing my response. In feedforward the only reply that I am allowed to make is ‘thank you’. Since I don’t have to worry about composing a clever reply – I can focus all of my energy on listening to the other person!”

In summary, the intent of this article is not to imply that leaders should never give feedback or that performance appraisals should be abandoned. The intent is to show how feedforward can often be preferable to feedback in day-to-day interactions. Aside from its effectiveness and efficiency, feedforward can make life a lot more enjoyable. When managers are asked, “How did you feel the last time you received feedback?” their most common responses are very negative. When managers are asked how they felt after receiving feedforward, they reply that feedforward was not only useful, it was also fun!

Quality communication—between and among people at all levels and every department and division—is the glue that holds organizations together. By using feedforward—and by encouraging others to use it—leaders can dramatically improve the quality of communication in their organizations, ensuring that the right message is conveyed, and that those who receive it are receptive to its content. The result is a much more dynamic, much more open organization—one whose employees focus on the promise of the future rather than dwelling on the mistakes of the past.

 

Dr. Marshall Goldsmith was recently named winner of the Thinkers50 Leadership Award (sponsored by Harvard Business Review) as the world's most influential leadership thinker. Along with being recognized as the #1 leadership thinker, Marshall was listed as the #7 greatest business thinker in the world. What Got You Here Won’t Get You There was the #2 bestseller on the INC Magazine / CEO Read list of business bestsellers for 2011. This is the fifth year in a row that What Got You Here Won’t Get You There was in the top ten. MOJO was listed at #19. This is the second year in a row that it has been in the top twenty. via marshallgoldsmithlibrary.com